Simple Steps Outlined Bellow to register the stocks investors purchased on the book by the investor name/Company electronically "Direct Registration" rather than the broker default option of "Street Name" of the Broker name as owner.

Background:

The Brokers have betrayed the SRNE Company and Investors by flooding the Market with Short Stocks that we the investors believe from observing the daily trade records over the past 4 months, to have grown very dangerously beyond the possibility of ever being redeemed by the Real stocks the Sorrento Therapeutics Company issued. Unrecoverable Stocks by the Real Stocks put us small investors at serious risk of losing our savings as MF Global Broker Crisis. Furthermore, unrecoverable excess Short stocks abruptly and unjustly dilute and devalue our investment not due to actual Failed Scientific Research on the Sorrento product pipelines and nor on decrease in the market demands to the Sorrento products especially in the increased global pandemic that are addressed by some of the Sorrento product pipelines. Furthermore, over the last 4 months, the value of the SRNE Stocks devalued abruptly in an illogical evidence while the global Markets need for SRNE pandemic pipelines increased. So, while the Global markets demand increased globally for SRNE Scientific Researched products, at every new crossed breakthrough achievement milestone the SRNE stocks prices is held hostage and choked by what we small investors believe to be a result of excessive short selling of unrecoverable Short shares. This situation is causing on the small investors severe emotional, physical, and economical harm due to obvious in plain sights clues of short selling that exceeds the possible available Real Shares. For example on May 15 and 17 of 2020 alone over 500Million Shares exchanged far exceeding the total available shares and the logical business expectation in such a bio company that require times for research results and FDA approvals, thus the investors understand before investing to invest for the long-term as a valid business decision with such a company.

Please, we the small investors in SRNE stocks need all the excess fake shares that are shorted and can not possibly be covered to be withdrawn out of the market to protect us small investors from losing our savings to deceptive investment practices.

Our trust in a fair Market and fair logical business risk based on market demands and strength of the SRNE scientific research are forcing us to seek the SEC recommendation to register our owned Stocks in our names to protect us from another MF Global and to weed out unregistered recoverable excessive Short SRNE stocks.

Please, sign our petition calling for Brokers to help us have confidence in the Security Investment by avoiding lending Short Sellers SRNE stocks that can not be covered for real stocks.

Main reason for SRNE investors to register their Stocks under their own name:

Because of our lack of trust in our Brokers not to flood the Market with unrecoverable Short Stocks, we find ourselves forced to follow the SEC recommended Steps to register our purchased stocks in the legal Books under our names/Companies electronically using “Direct Registration” “DRS” and not the Broker “Street Name” except when an owner decide to sell. This is to give us a peace of mind that our securities are not at risk for another MF Global Broker crisis.

Here are the Steps based on the link from the SEC and the Transfer Companies links to be as follow:

Step 1. You need a Broker that can do DRS (TDAmeritrade can). If not go to Step 6

Step 2. Fill and save to your pc the DRS to register your stocks under your name for free

Step 3. login to the broker account and upload the DRS via the secured messaging.

On the DRS form, fill the Stock Transferring Company as: “American Stock Transfer” (AST)

Step 4. After your stocks removed electronically out of your broker name and registered to the transferring company, they will be registered in a new account under your name/Company. A statement is mailed to you with your account details. On the book, the Stocks would be registered under your name as owner.

Step 5 To sell: log to TDAmeritrade and do Fund Transfer securities. Provide your account number and details. If all is good, estimated 1-7 days for the transferred stocks to appear in your account

Step 6. If you own Robinhood or a broker that does not do DRS: open a trading account online with TDAmeritrade or another broker who does.

Step 7. login to TDAmeritrade and transfer funds from another broker. Provide details.

Step 8. Once stocks under TDAmeritrade, follow steps 2-5

More information and Links:

1. TDAmeritrade DRS application is here: https://www.tdameritrade.com/retail-en_us/resources/pdf/TDA100557.pdf

(save to yourpc and fill. But keep account open after SRNE transfer)

To upload loginto TDAmeritrade account. Upload thru the message center.

2. American Stock Transfer (AST) here is more information:

https://us.astfinancial.com/Content/articles/15537_50.pdf?7/3/20115

No charge to transfer. They mail you account details the following day after arriving. Account is opened automatically on transferring.

(New York and international offices)

3. Another transfer agency if you prefer over the prior one

Securities Transfer Corporation and here is more information: https://www.stctransfer.com/faq/

Same free out of Texas and has international offices

4. Robinhood charges $75 Here is the steps:

https://robinhood.com/us/en/support/articles/transfer-stocks-out-of-your-robinhood-account/

Additional reading on the SEC about this urgently needed “Direct Registration” option: https://www.sec.gov/reportspubs/investor-publications/investorpubsholdsechtm.html

SRNE Huge daily alarming relentless Short Interest: https://www.nasdaq.com/market-activity/stocks/srne/short-interest